(Archival Version) Form PF: Reporting Form for …
Section 1 – All Form PF filers Section 1a All private fund adviser s required to file Form PF must complete Section 1a. Section 1a asks general identifying information about you and the types of private funds you advise. Section 1b All private fund adviser s required to file Form PF must complete Section 1b. Section 1b asks for certain information regarding the private funds …
Download (Archival Version) Form PF: Reporting Form for …
Information
Domain:
Source:
Link to this page:
Documents from same domain
A Plain English Handbook - SEC
www.sec.govA Plain English Handbook How to create clear SEC disclosure documents By the Office of Investor Education and Assistance . U.S. Securities and Exchange Commission
SECURITIES AND EXCHANGE COMMISSION 17 CFR …
www.sec.govCompliance Date: Issuers must comply with the final rule for the calendar year beginning January 1, 2013 with the first reports due May 31, 2014.
Sarbanes-Oxley Sections 302 & 404 A White Paper …
www.sec.govPage 1 EXECUTIVE SUMMARY The Sarbanes-Oxley Act of 2002 (“SOX”) imposes significant new requirements on companies listed on U.S. stock exchanges.
SEC Final Rule: Modernization of Oil and Gas …
www.sec.govXIII. Final Regulatory Flexibility Analysis A. Reasons for, and Objectives of, the New Rules and Amendments B. Significant Issues Raised by Commenters
Quick Reference Guide EDGAR Access Codes - …
www.sec.govQuick Reference Guide EDGAR Access Codes 1 The term “Access Codes” refers to the set of codes (PMAC, CCC, and password) filers need in order to
Final Rule: Acceptance From Foreign Private Issuers …
www.sec.govI. EXECUTI VE SUMMARY A. Proposed Amendments B. Overview of Comments Received C. Summary of Final Amendments II. ACCEPTANCE OF IFRS FINANCIAL STATEMENTS FROM FOREIGN
Final Rule: Enhanced Disclosure and New …
www.sec.govsecurities and exchange commission 17 cfr parts 230, 232, 239, and 274 [release nos. 33-8998; ic-28584; file no. s7-28-07] rin 3235-aj44 enhanced disclosure and new prospectus delivery option
IM uidance Update - SEC.gov
www.sec.govIM GUIDANCE UPDATE 2 systems become compromised; and (5) the effectiveness of the governance structure for the management of cybersecurity risk.
UNITED STATES OMB APPROVAL SECURITIES AND …
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 1-a regulation a offering statement under the securities act of 1933
Form 10-Q - SEC.gov
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 10-q . omb approval
Related documents
Hedge Fund Performance Persistence over …
www.ckgsb.edu.cn1 1. Introduction Hedge funds attract institutional investors and high net worth individuals, by offering a prospect of achieving profits in both rising and falling markets.
Hedge Fund Industry Veteran and Hedge Funds …
www.hedgefundpr.netHedge Fund Industry Veteran and Hedge Funds Care Founder Rob Davis Joins Global Investment Strategy Firm McAlinden Research as Managing Director
Model Due Diligence Questionnaire for Hedge Fund …
www.managedfunds.orgAbout MFA MFA is the voice of the global alternative investment industry. Its Members include professionals in hedge funds, funds of funds, and
DOMICILES OF ALTERNATIVE INVESTMENT FUNDS
www.oliverwyman.com5 explained by the increase in number of hedge funds that account for the vast majority of Ireland’s AIFs. Ireland is typically seen as a large global centre for hedge fund
In Chaos, Small Hedge Funds Do Better - …
www.spartanfunds.caBig hedge funds’ performance may have been hampered by those investors cashing out of their fund-of-funds positions, the report suggests. Those redemptions would force fund-
Speculative Position Limits and Hedge Exemptions
www.cmegroup.comSpeculative Position Limits and Hedge Exemptions Page 2 of 5 Spot month speculative position limits are based on the deliverable supply of the
Conformed to Federal Register Version - SEC.gov
www.sec.govii banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund.