Industry Guides - SEC
The term “issuer” has the meaning given in Section 2(4) of the Securities Act of 1933, except that debt securities issued. by a state of the United States and its political subdivisions and agencies which are payable from and secured by the same source of revenue or taxing authority shall be considered to be securities of a single issuer.
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www.sec.govPage 1 EXECUTIVE SUMMARY The Sarbanes-Oxley Act of 2002 (“SOX”) imposes significant new requirements on companies listed on U.S. stock exchanges.
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Form 10-Q - SEC.gov
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