Name of the Company: SMIFS CAPITAL MARKETS LIMITED

1 Partly paid-up shares:- No. of partly paid-up sharesAs a % of total no. of partly paid-up shares As a % of total no. of shares of the company Held by promoter/promoter group000 Held by public000 Total - D000 Outstanding convertible securities:-No. of outstanding securitiesAs a % of total no. of outstanding convertible securitiesAs a % of total no. of shares of the company, assuming full conversion of the convertible securitiesHeld by promoter/promoter group 000 Held by public 000 Total - E000 Warrants:- No. of warrants As a % of total no. of warrantsAs a % of total no. of shares of the company, assuming full conversion of warrantsHeld by promoter/promoter group 000 Held by public 000 Total - F000 Total paid-up CAPITAL of the company, assuming full conversion of warrants and convertible securities5585000 of Rs. 10/- eachName of the Company: SMIFS CAPITAL MARKETS LIMITEDS crip Code:508905 Name of the scrip: SMIFS CAP MA [BSE] class of security: Equity Quarter ended.

2 Introductory sub-table (I)(a)Category codeCategory of ShareholderNumber of ShareholdersTotal number of sharesNumber of shares held in dematerialized formAs a percentage of(A+B)1As a percentage of (A+B+C)Number of sharesAs a percentage (I)(II)(III)(IV)(V)(VI)(VII)(VIII)(IX)= (VIII)/(IV)*100 (A)Shareholding of Promoter and Promoter Group21 Indian(a)Individuals/ Hindu Undivided (b)Central Government/ State Government(s) (c)Bodies (d)Financial Institutions/ (e)Any Others(Specify) (e-i)(e-ii)Sub Total(A)(1) (Non-Residents Individuals/Foreign Individuals) Others(Specify) Total(A)(2) Shareholding of Promoter and Promoter Group (B)Public shareholding1 Institutions(a)Mutual Funds/ (b)Financial Institutions / (c)Central Government/ State Government(s) (d) Venture CAPITAL Funds (e)Insurance (f)Foreign Institutional (g)Foreign Venture CAPITAL (h)Any Other (specify) (h-i)(h-ii)Sub-Total (B)(1) 2 Non-institutions(a)Bodies (b)IndividualsStatement Showing Shareholding PatternTable (I)(a)Shares Pledged or otherwise encumberedTotal shareholding as a percentage of total number of sharesIIndividuals -i.

3 Individual shareholders holding nominal share CAPITAL up to Rs 1 Individual shareholders holding nominal share CAPITAL in excess of Rs. 1 (c)Any Other (specify)(c-i) Non Resident (c-ii) Clearing (B)(2) (B)Total Public Shareholding (B)= (B)(1)+(B)(2) (A)+(B) (C)Shares held by Custodians and against which Depository Receipts have been issued1 Promoter and Promoter Group (C )0000000 GRAND TOTAL (A)+(B)+(C) Notes123456789(I)(b)Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to thecategory Promoter and Promoter Group Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capitalNumber of shares heldAs a % of grand total (A) +(B) +( C ) a percentageAs a % of grand total (A)+(B)+(C) of sub-clause (I)(a )Number ofwarrantsheldAs a %totalnumber ofwarrantsof thesameclassNumber ofconvertiblesecuritiesheldAs a %totalnumber ofconvertiblesecuritiesof the sameclass(I)(II)(III)(IV)(V)(VI)=(V)/(II I)*100(VII)(VIII)(IX)(X)(XI)(XII)1 AJAY KUMAR ANOP CHAND CONSULTANCY SERVICES PVT.

4 INVESTMENT & FINANCIAL PVT. COMMERCIALS (*) The term encumbrance has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011Sr. of warrantsDetails of convertiblesecuritiesName of the shareholderDetails of Shares heldEncumbered shares (*)(I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to thecategory Public and holding more than 1% of the total number of sharesNumber ofwarrantsheldAs a %totalnumber ofwarrants ofthe sameclassNumber ofconvertiblesecuritiesheld% totalnumber ofconvertiblesecurities ofthe sameclass9 THE INDIAMAN FUND (MAURITIUS) STAR FINANCE PVT. COMMERCIAL COMPANY MERCHANDISING PRIVATE HOLDINGS AND CONSULTANTS PVT. TRADE LINKS COMMERCIAL COMPANY VYAPAAR BANK CENTRE shares (includingunderlying sharesassuming fullconversion ofwarrants andconvertible securities)as a % of diluted sharecapitalTOTALD etails of warrantsDetails of convertiblesecuritiesSr.

5 Of the shareholderNumber of shares heldShares as a percentage of total number of shares { , Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}(I)(c)(ii)Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together withPAC) belonging to the category Public and holding more than 5% of the total number of shares of the companyNumber ofwarrantsAs a % totalnumber ofwarrants of thesame classNumber ofconvertiblesecuritiesheld% ofconvertiblesecuritiesof the sameclass1 THE INDIAMAN FUND (MAURITIUS) STAR FINANCE PVT. shares(includingunderlyingsharesassuming fullconversion ofwarrants andconvertiblesecurities) as a% of dilutedshare capitalTOTALD etails of warrantsDetails of convertiblesecuritiesSr. (s) of theshareholder(s) andthe Persons Acting inConcert (PAC) withthemNumberof sharesShares as a percentage oftotal number of shares{ , Grand Total(A)+(B)+(C) indicated inStatement at para (I)(a)above}(I)(d)Sr.

6 Of the shareholderNumber of locked-in sharesLocked-in shares as a percentage of total number of shares { , Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} showing details of locked-in shares(II)(a)Sr. of outstanding DR (ADRs, GDRs, SDRs, etc.)Number of outstanding DRs Number of shares underlying outstanding DRsShares underlying outstanding DRs as a percentage of total number of shares { , Grand Total (A)+(B)+(C) indicated in Statement showing details of Depository Receipts (DRs) (II)(b)Sr. of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.)Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares { , Grand Total (A)+(B)+(C) indicated in showing holding of Depository Receipts (DRs), where underlying shares heldby "promoter/promoter group" are in excess of 1% of the total number of shares}}