Securities and Exchange Commission Organization Chart

1 Securities AND Exchange Commission . CHAIRMAN. COMMISSIONER COMMISSIONER -------------------- COMMISSIONER COMMISSIONER. OFFICE OF THE CHAIRMAN. ADVOCATE FOR CHIEF EQUAL COMPLIANCE. CORPORATION INVESTMENT ECONOMIC TRADING & ADMINISTRATIVE CHIEF CREDIT. ENFORCEMENT SMALL BUSINESS OPERATING EMPLOYMENT INSPECTIONS &. FINANCE MANAGEMENT & RISK MARKETS LAW JUDGES ACCOUNTANT RATINGS. CAPITAL OFFICER OPPORTUNITY EXAMINATIONS. ANALYSIS. FORMATION. LEGISLATIVE. INVESTOR MINORITY &. ETHICS GENERAL INSPECTOR INTERNATIONAL INVESTOR & INTER- MUNICIPAL. EDUCATION & WOMEN PUBLIC AFFAIRS SECRETARY. COUNSEL COUNSEL GENERAL AFFAIRS ADVOCATE GOVERNMENTAL Securities . ADVOCACY INCLUSION. AFFAIRS. EDGAR BUSINESS FINANCIAL HUMAN INFORMATION SUPPORT. ACQUISITIONS. OFFICE MANAGEMENT RESOURCES TECHNOLOGY OPERATIONS.

2 ATLANTA BOSTON CHICAGO DENVER FORT WORTH LOS ANGELES MIAMI NEW YORK PHILADELPHIA SALT LAKE SAN FRANCISCO. REGIONAL REGIONAL REGIONAL REGIONAL REGIONAL REGIONAL REGIONAL REGIONAL REGIONAL REGIONAL REGIONAL. OFFICE OFFICE OFFICE OFFICE OFFICE OFFICE OFFICE OFFICE OFFICE OFFICE OFFICE.