Securities And Exchange Commission Investment
Found 5 free book(s)
UNITED STATES SECURITIES AND EXCHANGE …
www.sec.govthese filing numbers (for the Investment Company Act registration and/or the Securities Act registration, respectively) have already been assigned by the Securities and Exchange Commission (“Commission”). Form N-2 is to be used by closed-end management investment companies, except
FORM D Securities and Exchange Commission OMB …
www.sec.govactivity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment
FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE …
berkshirehathaway.comunited states securities and exchange commission washington, d.c. 20549 (mark one) ☒ quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarterly period ended march 31, 2021 or ☐ transition report pursuant to section 13 or 15(d) of the securities exchange act of 1934
Republic of the Philippines SECURITIES AND EXCHANGE ...
www.sec.gov.phwith the Commission, or (b) have assets in excess of Fifty Million Pesos and at least two hundred (200) stockholders who own at least one hundred (100) shares each of equity securities, or (c) whose equity securities are listed on an Exchange; or (d) are grantees of secondary licenses from the Commission. Article 1: Definition of Terms
New Jersey Uniform Securities Law - New Jersey Division of ...
www.njconsumeraffairs.govNew Jersey Uniform Securities Law LAW AND PUBLIC SAFETY Revised 5/26/2016 Page 3 (e) "Fraud," "deceit," and "defraud" are not limited to common-law fraud or deceit.