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Search results with tag "Guidelines on continuous professional training"

Guidelines on Continuous Professional Training - SFC

Guidelines on Continuous Professional Training - SFC

www.sfc.hk

mandating particular programmes, these Guidelines describe the general attributes of the CPT programme. 3.4 LCs, ROs and LRs are required to confirm their compliance ... inspection or upon request by the SFC (for training undertaken by LRs and ROs of LCs) or the HKMA (for training undertaken by ReIs and EOs of RIs). ...

  Training, Guidelines, Professional, Inspection, Continuous, Attribute, Guidelines on continuous professional training

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