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General Securities Representative Exam
static.kaplanlearn.com3.4 Municipal Trading and Taxation 141. Quotations Reports of Sales Broker/Dealer Regulation Markups and Commissions Confirmations Advertising The Broker/Dealer as Financial Adviser Taxation of Municipal Issues Municipal Securities Rules and Regulations 150. Municipal Securities Rulemaking Board (MSRB) 3.6 Tracking Municipal Securities 156 ...
Registration of Municipal Advisors: Frequently Asked Questions
www.sec.gov1 Last Updated on May 19, 2014 . Registration of Municipal Advisors Frequently Asked Questions . Office of Municipal Securities . In responding to these Frequently Asked Questions (“FAQs”), the Office of Municipal Securities
Municipal Securities: An Investor’s Guide - Citi.com
online.citi.com1 Municipal Securities: An Investor’s Guide Introduction The purpose of this guide is to provide investors with an overview of the benefits and risks