SECURITIES COMMISSION OF THE BAHAMAS

1 SECURITIES COMMISSION OF THE BAHAMAS . LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011. Name Categories Phone Fax Email Address P. O. Box Registered Personnel Ground Floor 1. Managing SECURITIES BAHAMAS Ltd. (formerly Ltd.) 601-5334 601-5339 Ocean Centre, East Bay Street SP-61913 Magnal Thompson 2. Advising on SECURITIES Nassau, BAHAMAS 3B One Sandyport Plaza Abaco Global Advisors Ltd. 1. Managing SECURITIES 328-2131 356-2155 SS-64168 Michele Knowles-Doura; Olivier Notz West Bay Street Nassau, BAHAMAS Winterbotham Place Adi Dassler International Family Office Limited 1. Managing SECURITIES 356-5454 356-9432 Marlborough & Queen Streets SP-62556 Julian Bradham; David Rounce; Anthony Kevin Burrows Nassau, BAHAMAS 1.

2 Managing SECURITIES 5th Floor Advantage Financial International Ltd. 502-7020 393-5002 N-9058 Francesco Confuorti; Samantha Watson-Crooks 2. Advising on SECURITIES 308 East Bay Street Nassau, BAHAMAS 700 Don Mackay Boulevard 1. Managing SECURITIES Akelius Invest Ltd. 367-2030 367-5788 Abaco, BAHAMAS AB-20415 Demetrius Syllouris; Rhonda Hull 1. Dealing in SECURITIES as Ground Floor Principal & Agent British Colonial Hilton Centre of Commerce Alliance Investment Management Ltd. 326-7333 326-7336 SS-19051 Julian Brown; Avril Elcock-Major; Nolan Johnson 2. Arranging Deals. 1 Bay Street 3. Advising on SECURITIES Nassau, BAHAMAS Bayside Executive Park 1. Managing SECURITIES Venetia Dekle-Maura; Jillian Ferguson; Keitra Pratt; Cristiano Alternative Asset Advisors 702-1423 702-1424 West Bay Street & Blake Road N-1089.

3 2. Advising on SECURITIES Pasqualino Nassau, BAHAMAS 1. Dealing in SECURITIES as Principal & Agent Goodman's Bay Corporate Centre Amber Bank & Trust Ltd. 2. Arranging Deals 397-7500 325-0490 West Bay Street & Sea View Drive CB-10976 Pauline Creary-Lightbourne; Tanya Ingraham; Anthony Johnson;. 3. Managing SECURITIES Nassau, BAHAMAS 4. Advising on SECURITIES 205A. Saffrey Square Analytical Research Advisors, LLC 1. Advising on SECURITIES 322-5448 325-8445 N-9934 Jean-Stephane Marie Lods; Michelle Bain Bank Lane and Bay Street Nassau, BAHAMAS 1. Dealing in SECURITIES as Agent One Montague Place 2. Arranging Deals Manuel Martinez Campos; Daniel Brunner; Wendell Gardiner;. Andbank ( BAHAMAS ) Limited 394-7090 394-7089 East Bay Street AP-59223.

4 3. Managing SECURITIES Werner Gruner; George Maillis; Jamaal Wright Nassau, BAHAMAS 4. Advising on SECURITIES 1. Dealing in SECURITIES as Agent 4th Floor Catherine L. Fadely, Ricardo Rolle, Mary Rodland, Carlton 2. Arranging Deals Colina Imperial Building Ansbacher ( BAHAMAS ) Limited 322-1161 326-5020 N-7768 Newton Mortier; Ginarenae Chuno, Lashelle White; Katherine 3. Managing SECURITIES #308 East Bay Street Rolle; Aruna Rodgers;. 4. Advising on SECURITIES Nassau, BAHAMAS 1. Dealing in SECURITIES as Agent Bldg No. 4, Old Fort Bay Andre Mendes Senra Souza; Fernando Mauricio Da Rocha 2. Arranging Deals Arbitral SECURITIES Ltd. 362-6750 362-6760 Lyford Cay SP-64093 Pereira Leite; Rodrigo Paiva; Wendy Warren; Andre Pereira 3.

5 Managing SECURITIES Nassau, BAHAMAS Landi 4. Advising on SECURITIES 1. Dealing in SECURITIES as Agent Suite 2. 2. Arranging Deals Building 2. Arner Bank & Trust ( BAHAMAS ) Ltd. 327-6594 327-6584 N-3917 David G. Thain; David Rounce; Walter Christen; Lisa Patterson 3. Managing SECURITIES Caves Village 4. Advising on SECURITIES Nassau, BAHAMAS Caves Village 1. Managing SECURITIES Autana Capital Management 327-3947 327-3958 West Bay Street CB-12762 Jean-Marc Emden 2. Advising on SECURITIES Nassau, BAHAMAS This document is the property of the SECURITIES COMMISSION of The BAHAMAS 1 February 29, 2016. SECURITIES COMMISSION OF THE BAHAMAS . LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011. Name Categories Phone Fax Email Address P.

6 O. Box Registered Personnel Village Road North Axia Partners 1. Managing SECURITIES 394-4182 394-4183 SS-19689 Georges Marcou; Tamara Bain Nassau, BAHAMAS 1. Managing SECURITIES 308 East Bay Street Axxets Management Inc. 502-7010 394-3253 CB-12407 Anthony Ferguson; Yair Esrubilsky 2. Advising on SECURITIES Nassau, BAHAMAS Suite 201. BAHAMAS Central SECURITIES Depository Clearing Facility 322-5522 356-3613 Fort Nassau Centre EE-15672 Nerika Burrows Nassau, BAHAMAS 2nd Floor of the Fort Nassau Centre BAHAMAS International SECURITIES Exchange Exchange 323-2330 323-2320 British Colonial Hilton EE-15672 Keith Davies (BISX). Nassau, BAHAMAS Charlotte Street South BAHAMAS SECURITIES (1987) Limited 1.

7 Advising on SECURITIES 325-6591 325-6592 N-10144 George C. Culmer; Myles J. Culmer Nassau, BAHAMAS 1. Dealing in SECURITIES as Agent 3rd Floor 2. Arranging Deals George House Beat Viktor Meier; Neil DeCordova Baker; Edrick Cleare; Stanley Banca del Sempione (Overseas) Ltd. 322-8015 356-2030 N-8159. 3. Managing SECURITIES George Street Coakley; Simone Bertoldo; Michele Piantoni; Francesca Trizzino 4. Advising on SECURITIES Nassau, BAHAMAS 1. Dealing in SECURITIES as Agent 3rd Floor 2. Arranging Deals Goodman's Bay Corporate Centre Banco Santander BAHAMAS International Limited 502-7900 322-3585 N-1682 Alfonso Coloma Bello; Roberto Morales 3. Managing SECURITIES West Bay Street 4. Advising on SECURITIES Nassau, BAHAMAS 1.

8 Dealing in SECURITIES as Principal & Agent Claughton House Bank of the BAHAMAS Limited 2. Arranging Deals. 397-3000 323-8811 Shirley & Charlotte Streets N-7118 Renee Davis; Hubert Edwards; Laura Williams; Philice Albury 3. Managing SECURITIES Nassau, BAHAMAS 4. Advising on SECURITIES Unit 1. 1. Dealing in SECURITIES as Agent Western Commercial Centre Banque Havilland (formerly Pasche Bank & Trust 2. Arranging Deals 702-2900 362-6186 Mt. Pleasant Village AP-59241 Gilles Arnold Schanen; Patrelle Miller Limited) 3. Managing SECURITIES Western Road 4. Advising on SECURITIES Nassau, BAHAMAS Unit 2. 1. Managing SECURITIES Old Fort Bay Bearbull Degroof International Limited 362-5959 362-5973 N-4287 Nicole M.

9 Dupuy; Denise O'Brien 2. Advising on SECURITIES Lyford Cay Nassau, BAHAMAS Gresham House Benchmark Advisors ( BAHAMAS ) Ltd. 1. Advising on SECURITIES 326-7333 325-6592 Charlotte Street North N-10144 Julian Brown Nassau, BAHAMAS 9 Pineapple Grove 1. Arranging Deals Berkeley ( BAHAMAS ) Limited 362-4700 362-5290 Old Fort Bay SP-63893 Warren T. Roberts, Christopher I. Thompson; Frank L. Saunders Nassau, BAHAMAS Bayside House 1. Arranging Deals Bayside Executive Park Binnacle Advisors Limited 2. Managing SECURITIES 502-8822 502-8840 AP-59213 Matthew Gibbons; Shanika Rochelle Pearson West Bay Street & Blake Road 3. Advising on SECURITIES Nassau, BAHAMAS Bayside House 1. Managing SECURITIES Bayside Executive Park Binnacle Investment Group Ltd.

10 502-8822 502-8840 AP-59213 Matthew Gibbons West Bay Street & Blake Road Nassau, BAHAMAS This document is the property of the SECURITIES COMMISSION of The BAHAMAS 2 February 29, 2016. SECURITIES COMMISSION OF THE BAHAMAS . LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011. Name Categories Phone Fax Email Address P. O. Box Registered Personnel 1. Dealing in SECURITIES as 3rd Floor Principal & Agent Suite # 304. Biscayne Capital Ltd. 2. Arranging Deals. 698-1059 327-1173 Centre of Commerce SP-64214 Carla Taylor; Tinessa Diallo; Amaechi Azikiwe 3. Managing SECURITIES 1 Bay Street 4. Advising on SECURITIES Nassau, BAHAMAS UBS Annex 1. Managing SECURITIES 1-(866) 807- Black Isle Management Services Ltd 394-6870 East Bay Street SS-19501 Ian Black; Chamika Gibson; Claudio Muller; Bradley Crawley 2.