Example: air traffic controller
Advice - Europa
8. Where crypto-assets do not qualify as financial instruments (or where they do not fall within the scope of other EU rules applicable to non-financial instruments such as the e-money directive as identified in the EBA’s report and advice on crypto-assets 3), ESMA believes that the absence of applicable financial rules leaves consumers ...
Tags:
Information
Domain:
Source:
Link to this page:
Documents from same domain
BRIEFING Legal Entity Identifier (LEI) - Europa
www.esma.europa.euLegal Entity Identifier (LEI) The Legal Entity Identifier (LEI) is a 20-digit, alpha-numeric code that enables clear and unique identification of legal entities participating in financial transactions. 1 LEIs, like other identifiers, are needed by firms to fulfil their reporting obligations under financial regulations and directives.
Questions and Answers
www.esma.europa.euRegulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC ... European Commission adopted without modifications the regulatory technical standards developed by ... Directive 2004/39/EC of the European Parliament and the Council
Public consultation on the governance of the Monitoring ...
www.esma.europa.euThe consultation paper rightly refers to International Financial Reporting Standards (IFRS) issued by the International Accounting Standards Board (IASB) which is overseen by the Trustees of the IFRS Foundation and a Monitoring Board composed of public authorities.
Questions and Answers - ESMA
www.esma.europa.eu16 December 2016 | ESMA/2016/1669 Questions and Answers ... legislation or ESMA guidelines. 4. The European Commission has already published its own Q&A on AIFMD 6. II. Purpose ... part of a department) – can exert material influence on the AIFM’s risk profile or on an AIF it
Guidelines - ESMA
www.esma.europa.eu10 October 2016 | ESMA/2016/1452 Corrected on 07/08/2017 Guidelines Transaction reporting, order record keeping and clock synchronisation under MiFID II
Practical Guide - ESMA
www.esma.europa.euPractical Guide is intended as an aide to market participants and may be particularly helpful to shareholders with notification obligations under national law in …
Questions and Answers - ESMA
www.esma.europa.euApr 08, 2019 · 4 42. Rights issue: communication by a custodian to its clients in one member state about pre-emption rights in relation to a public offer of new shares taking place in another
Guidelines
www.esma.europa.eu5 application of Article 25(2) of MiFID II and of Articles 54 and 55 of the MiFID II Delegated Regulation. 10. ESMA expects these guidelines to promote greater convergence in the interpretation of,
Final Report
www.esma.europa.euproviders for business Regulation. 2 Date: 10 November 2021 . 3 Date: 10 November 2021 Table of Contents ... CA National competent authority or authorities designated by a Member State ... PRIIPS Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for ...
Guidelines on Liquidity Stress Testing in UCITS and AIFs
www.esma.europa.euThese Guidelines relate to liquidity stress testing in UCITS and AIFs. 3. In particular, in respect of managers they apply primarily in relation to Article 16(1) of the AIFMD, Articles 47 and 48 of the AIFMD Level 2 Regulation, Article 51 of the UCITS
Related documents
Questions and Answers
www.esma.europa.euMiFID II Markets in Financial Instruments Directive (recast) – Directive 2014/65/EU of the European Parliament and of the Council MiFIR Markets in Financial Instruments Regulation – Regulation 600/2014 of the European Parliament and of the Council NCA National Competent Authority OTF Organised Trading Facility ...
List of equivalence Decisions taken by the European …
ec.europa.euDirective 2009/138/EC on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) as amended Regulation (EU) N° 600/2014 on markets in financial instruments (MIFIR) Directive 2014/65 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (MiFID 2 - recast)
Consultation document - Targeted consultation on the ...
ec.europa.eu(MAR), the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR), the Transparency Directive and the Listing Directive. These rules primarily aim at balancing the facilitation of companies’ access to EU public markets with an adequate level of investor protection, while also pursuing a number of secondary or overarching
Final report on
www.eba.europa.eu3 Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive (EU) 2014/65 of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product
Law of 17 December 2010 relating to undertakings for ...
www.cssf.lu10. the Law of 13 July 2007 on markets in financial instruments, as amended; 11. the Law of 11 January 2008 on transparency requirements for issuers of securities, as amended; 12. the Law of 10 November 2009 on payment services, as amended; 13. the Law of 17 December 2010 relating to undertakings for collective investment (Mém. A 2012, No 275)
A Guide to UCITS in Ireland - Financial Services Law ...
www.dilloneustace.com4. Transferable Securities and Money Market Instruments 5. UCITS Money Market Funds 6. Index Tracking UCITS 7. UCITS investing in other Collective Investment Schemes 8. UCITS investing in Financial Derivative Instruments 9. UCITS investing in Derivatives on Financial Indices 10. Available Legal Structures 11. UCITS Management Companies/SMICs 12 ...
Alternative Investment Fund Managers Directive (AIFMD)
www2.deloitte.comThe AIFM-Directive is a European Union Directive which is due to be transposed into European Union Member States' national law by 2013. It seeks to regulate the previously lightly regulated investment fund sector, in particular hedge funds, private equity funds and real estate funds.