Anti-Bribery and Corruption - files.acams.org

1 Anti-Bribery and Corruption Course Syllabus Audience The primary target is the frontline analyst, teaching skills that benefit new and experienced employees, especially as regulator and market expectations increase. This course assumes the employer has already introduced that organization's unique roles, processes, systems, and common cases, and this course will not conflict with those. To bring all learners to a shared baseline of terminology, concepts, and processes, the course starts with the Essentials video and then builds from there. The course is written and presented by subject matter experts working around the world. It pulls examples from many countries, and is globally appropriate. The lessons and examples are relevant to any industry. A primary focus is financial institutions, including banks, credit unions, asset managers, insurance, MSB, securities broker-dealers, credit card issuers, alternate payment systems, etc. Course structure ACAMS allows you 4 calendar weeks to complete 4 hours of coursework, including a final assessment.

2 You will be guided using a learning path on ACAMS' learning management system (LMS). Follow carefully all instructions. Live virtual classroom events are pre-scheduled before you purchase the course. 4 weeks from the course start date your access expires. Assignment Format Download from LMS. Week 30 mins VIDEO Video: Self-paced, available anytime PDF quick reference One Essentials . Week 90 mins VIRTUAL Live event: See LMS for date/time. PDF slides Two CLASSROOM Later a recording will be on the LMS. Week 90 mins VIRTUAL Live event: See LMS for date/time. PDF slides Three CLASSROOM Later a recording will be on the LMS. Week 15 mins HOMEWORK Self-paced, available anytime PDF assignment Four Self-paced, available anytime 15 mins ONLINE PDF ACAMS certificate ASSESSMENT. To earn the certificate you must pass the assessment within the 4 weeks. The assessment has 20. questions. The minimum passing score is 80%. Multiple attempts are allowed. When you pass, your ACAMS Certificate will be available in the learning path itself.

3 Click to download a PDF. ACAMS will automatically add 4 CAMS Credits to your profile. Technical requirements The course is compatible with most operating systems and browsers to make it easy to participate. The video, homework, and final assessment are mobile-friendly. The virtual classroom uses Webex Event Center which currently does not support mobile devices. The ACAMS Learning Management System (LMS) is Contact your organization's IT department for assistance. ACAMS. All rights reserved. Anti-Bribery and Corruption page 1. This information is subject to change. course syllabus 11 JAN2018. Anti-Bribery and Corruption Identify and root out illegal practices. Behavioral outcomes of this course: 1. Explain the history, impact, and the importance of combating bribery and Corruption 2. Describe common typologies and red flags 3. Incorporate Anti-Bribery and Corruption into your AML program 4. Use lessons learned to identify future trends Course content Week 1 self-paced video Essentials.

4 Minutes Content Explain the history, impact and the importance of combating bribery and Corruption Introduction o Definition o Statistics History of bribery and Corruption International laws and government agencies o The Foreign Corrupt Practices ACT, FCPA. o The BSA/AML examination manual o FATF guidance o The UK Bribery Act International organizations to combat bribery and Corruption o The Wolfsberg Group o Transparency International o OECD. 15 o World Bank o The United Nations Describe common typologies and red flags Typologies and red flags o Gifts and entertainment o Third party vendors o PEPs o Public officials o Foreign officials o Charities and NGO's o Shell companies Case studies o FIFA scandal o Operation Lava Jato, Petrobas Incorporate Anti-Bribery and Corruption into your AML program Reasonably designed to prevent/detect acts or Corruption 15. Elements of the program o Ethics ACAMS. All rights reserved. Anti-Bribery and Corruption page 2.

5 This information is subject to change. course syllabus 11 JAN2018. Tone From the Top Code of Ethics Code of Conduct o Governance o Firm-wide policy o Risk assessment o Establishing a control environment o training and Awareness o Due diligence o Monitoring and reporting Use lessons learned to identify future trends Commonalities with AML risk Enforcement actions o DOJ. o SEC. o SFO. Sanctions Resources devoted to the enforcement of the FCPA. o FBI. o SEC. Trends o Consequences of not acting o Tools and techniques ACAMS. All rights reserved. Anti-Bribery and Corruption page 3. This information is subject to change. course syllabus 11 JAN2018. Week 2 live event Understanding the Impact . Minutes Content 5 Welcome and Introductions 5 Review of Essentials video and course overview 5 Poll question 1. Explain the history, impact and importance of combating bribery and Corruption Introduction o Statistics on the cost of Corruption o Wolfsberg Group definition o OECD guidance paper definition o FCPA: Top 5 Corruption fines History of bribery and Corruption Bribery and Corruption myths and realities International laws and government agencies o The Foreign Corrupt Practices ACT, FCPA.

6 O The BSA/AML examination manual o FATF guidance 25 o Combating graft in the public and private sector o The UK Bribery Act o ISO 37001: Anti-Bribery management system standard International organizations to combat bribery and Corruption o The Wolfsberg Group o Transparency International o OECD. o World Bank o The United Nations 5 Case examples 5 Poll question 20 2. Describe common typologies and red flags Typologies and red flags o Gifts and entertainment o Third party vendors o Business partners o PEPs o Public officials o Gatekeepers o Foreign officials o State-owned enterprises o Charities and NGO's o Shell companies 10 Case examples 5 Q&A Highlights 5 Close and Homework ACAMS. All rights reserved. Anti-Bribery and Corruption page 4. This information is subject to change. course syllabus 11 JAN2018. Week 3 live event Protecting Your Organization . Minutes Content 5 Welcome 5 Course Review 5 Poll question 3. Incorporate Anti-Bribery and Corruption into your AML program Reasonably designed to prevent/detect acts or Corruption Elements of the program o Ethics Tone From the Top Code of Ethics Code of Conduct 20 o Governance o Firm-wide policy o Risk assessment o Establishing a control environment o training and Awareness o Due diligence o Monitoring and reporting 5 Case example 5 Poll question 5 Q&A Highlights 4.

7 Use lessons learned to identify future trends Commonalities with AML risk Enforcement actions o DOJ. o SEC. o SFO. o Others Sanctions Resources devoted to the enforcement of the FCPA. 20 o FBI. o SEC. o Others Trends o Consequences of not acting o Tools and techniques 5 Q&A Highlights 10 Poll questions 5 Close and Prepare for Assessment ACAMS. All rights reserved. Anti-Bribery and Corruption page 5. This information is subject to change. course syllabus 11 JAN2018.