Conflict Minerals Reporting Template (CMRT) - Lexmark

1 Select Language Preference Here: : : :S lectionner la langue pr f r e ici:Selecione Prefer ncia de idioma Aqui:W hlen sie hier die Sprache:Seleccione el lenguaje de preferencia aqui:Selezionare la lingua di preferenza qui:Burada Dil Tercihini Belirleyin:EnglishRevision 12, 2017 ACompany Name (*):Declaration Scope or Class (*):Company Unique ID:Company Unique ID Authority:Address:Contact Name (*):Email Contact (*):Phone Contact (*):Authorizer (*):Title Authorizer:Email Authorizer (*):Phone Authorizer (*):Effective Date (*):1) Is any 3TG intentionally added or used in the product(s) or in the production process?

2 (*)CommentsTantalum (*)Tin (*)Gold (*)Tungsten (*)2) Does any 3TG remain in the product(s)? (*)CommentsTantalum (*)Tin (*)Gold (*)YesYesMandatory fields are noted with an asterisk (*). Consult the instructions tab for guidance on how to answer each , Global Sourcing & Planning in Printer Comm MgmtConflict Minerals Reporting Template (CMRT) Lexmark International Conflict mineral 2016 Company Level Michelle RawlingsThe purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in productsLink to Terms & ConditionsA.

3 CompanyCompany InformationYesDescription of Wong23 May 2016 Answer the following questions 1 7 based on the declaration scope indicated above8592327266 AnswerYesSelect Language Preference Here: : : :S lectionner la langue pr f r e ici:Selecione Prefer ncia de idioma Aqui:W hlen sie hier die Sprache:Seleccione el lenguaje de preferencia aqui:Selezionare la lingua di preferenza qui:Burada Dil Tercihini Belirleyin:EnglishRevision 12, 2017 AMandatory fields are noted with an asterisk (*). Consult the instructions tab for guidance on how to answer each Minerals Reporting Template (CMRT)The purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in productsLink to Terms & ConditionsTungsten (*)3) Do any of the smelters in your supply chain source the 3TG from the covered countries?

4 (SEC term, see definitions tab) (*)CommentsTantalum (*)Tin (*)Gold (*)Tungsten (*)4) Does 100 percent of the 3TG (necessary to the functionality or production of your products) originate from recycled or scrap sources? (*)CommentsTantalum (*)Tin (*)Gold (*)Tungsten (*)5) What percentage of relevant suppliers have provided a response to your supply chain survey? (*)CommentsTantalum (*)Tin (*)Gold (*)Tungsten (*)6) Have you identified all of the smelters supplying the 3TG to your supply chain? (*)CommentsTantalum (*) Lexmark is unaware of any materials sourced from the covered countries, but does not have 100% certainty with the origin of all is unaware of any materials sourced from the covered countries, but does not have 100% certainty with the origin of all is confident based on the data from nearly all our supply base and the commodity sourcing that the list of smelters is complete eventhough not 100% of the suppliers have YesGreater than 75%Greater than 75%Greater than 75%NoGreater than 75% Lexmark is unaware of any materials sourced from the covered countries.

5 But does not have 100% certainty with the origin of all is unaware of any materials sourced from the covered countries, but does not have 100% certainty with the origin of all Language Preference Here: : : :S lectionner la langue pr f r e ici:Selecione Prefer ncia de idioma Aqui:W hlen sie hier die Sprache:Seleccione el lenguaje de preferencia aqui:Selezionare la lingua di preferenza qui:Burada Dil Tercihini Belirleyin:EnglishRevision 12, 2017 AMandatory fields are noted with an asterisk (*). Consult the instructions tab for guidance on how to answer each Minerals Reporting Template (CMRT)The purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in productsLink to Terms & ConditionsTin (*)Gold (*)Tungsten (*)

6 YesYesYesLexmark is confident based on the data from nearly all our supply base and the commodity sourcing that the list of smelters is complete eventhough not 100% of the suppliers have Lexmark is confident based on the data from nearly all our supply base and the commodity sourcing that the list of smelters is complete eventhough not 100% of the suppliers have Lexmark is confident based on the data from nearly all our supply base and the commodity sourcing that the list of smelters is complete eventhough not 100% of the suppliers have Select Language Preference Here: : : :S lectionner la langue pr f r e ici:Selecione Prefer ncia de idioma Aqui:W hlen sie hier die Sprache:Seleccione el lenguaje de preferencia aqui:Selezionare la lingua di preferenza qui:Burada Dil Tercihini Belirleyin:EnglishRevision 12, 2017 AMandatory fields are noted with an asterisk (*).

7 Consult the instructions tab for guidance on how to answer each Minerals Reporting Template (CMRT)The purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in productsLink to Terms & Conditions7) Has all applicable smelter information received by your company been reported in this declaration? (*)CommentsTantalum (*)Tin (*)Gold (*)Tungsten (*)QuestionA. Have you established a Conflict Minerals sourcing policy? (*)B. Is your Conflict Minerals sourcing policy publicly available on your website? (Note If yes, the user shall specify the URL in the comment field.

8 (*)C. Do you require your direct suppliers to be DRC Conflict free? (*)D. Do you require your direct suppliers to source the 3TG from smelters whose due diligence practices have been validated by an independent third party audit program? (*)E. Have you implemented due diligence measures for Conflict free sourcing? (*)F. Does your company conduct Conflict Minerals survey(s) of your relevant supplier(s)? (*)G. Do you review due diligence information received from your suppliers against your company s expectations? (*)H. Does your review process include corrective action management?

9 (*)YesYesYesLexmark has provided all information received from it's supply baseYesYesYesAnswer the Following Questions at a Company LevelYesYesYesYes, in conformance with IPC1755 ( , CMRT) policies has provided all information received from it's supply baseLexmark has provided all information received from it's supply baseLexmark has provided all information received from it's supply baseAnswerSelect Language Preference Here: : : :S lectionner la langue pr f r e ici:Selecione Prefer ncia de idioma Aqui:W hlen sie hier die Sprache:Seleccione el lenguaje de preferencia aqui:Selezionare la lingua di preferenza qui:Burada Dil Tercihini Belirleyin:EnglishRevision 12, 2017 AMandatory fields are noted with an asterisk (*).

10 Consult the instructions tab for guidance on how to answer each Minerals Reporting Template (CMRT)The purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in productsLink to Terms & ConditionsI. Is your company required to file an annual Conflict Minerals disclosure with the SEC? (*) 2017 Conflict Free Sourcing Initiative. All rights TO BEGIN:Revision May 12, 2017 Smelter Identification Number Input ColumnMetal (*)Smelter Look up (*)Smelter Name (1)Smelter Country (*)Smelter IdentificationSource of Smelter Identification NumberSmelter Street Smelter CitySmelter Facility Location.