Example: stock market
Customer Advisory: Understand the Risks of Virtual ...
Title: Customer Advisory: Understand the Risks of Virtual Currency Trading Author: CFTC Subject: The U.S. Commodity Futures Trading Commission (CFTC) is issuing this customer advisory to inform the public of possible risks associated with investing or speculating in virtual currencies or recently launched Bitcoin futures and options.
Tags:
Information
Domain:
Source:
Link to this page:
Documents from same domain
Federal Register: De Minimis Exception to the Swap Dealer ...
www.cftc.govthe swap market was limited, and that they expected more information to be available in the future (following the implementation of swap data reporting), which would enable the Commissions to make a more informed assessment of the proper level for the de minimis
NASDAQ OMX Futures Exchange Rule Submission, July 18, 2013
www.cftc.govFutures Trading Commission under the Act, NASDAQ OMX Futures Exchange, Inc. (“NFX” or “Exchange”) revises and adopts new trading rules in connection with modernizing its trading platform.
Traders in Financial Markets Explanatory Notes - cftc.gov
www.cftc.govExplanatory Notes The Traders in Financial Futures (TFF), announced by the Commodity Futures Trading Commission (CFTC) on July 22, 2010, builds on improvements to transparency implemented in 2009 that disaggregated data in the CFTC’s weekly Commitments of Traders (COT) Reports.
Case 3:15-cv-00354-BJD-MCR Document 88 Filed 03/12/18 …
www.cftc.govcase 3:15-cv-00354-bjd-mcr document 88 filed 03/12/18 page 1 of 16 pageid 3026 united states district court middle district of florida jacksonville division united states commodity futures trading commission, plaintiff, v. wesley allen brown, edward rubin, and maverick international, inc, ...
MEMORANDUM OF UNDERSTANDING - cftc.gov
www.cftc.govMemorandum of Understanding ("MOU") regarding cooperation and the exchange of information in the supervision and oversight of regulated entities that operate on a cross-border basis in both the United States and Singapore.
CFTC's Office of International Affairs 26th Annual Symposium
www.cftc.govOffice of International Affairs . Deputy Director and Head of Technical Assistance, Office of International Affairs . Program at a Glance Expert speakers from the CFTC and industry will cover the following topics: CFTC Regulatory Structure and Priorities
Federal Register: 17 CFR Part 3 Chief Compliance Officer ...
www.cftc.govSwap Dealers, and Major Swap Participants; Amendments, 82 FR 21330 (proposed May 8, 2017). 9 See Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants, 81 FR 29960 (May 13, 2016) (“SEC Adopting Release”).
Click here to write Company - cftc.gov
www.cftc.govThis document is intended for Genium INET NFX Trading System TradeGuard application users that need to configure and monitor the real-time risk exposure by participants at an exchange NASDAQ Futures, Inc. (NFX).
MEMORANDUM OF UNDERSTANDING - cftc.gov
www.cftc.govFor APRA, the Australian Prudential Regulation Authority Act 1998, the Banking Act 1959, regulations made pursuant to those and other applicable laws, prudential standards, and other applicable legal or regulatory requirements in Australia.
TRADE AND DEVELOPMENT REPORT, 2009 - cftc.gov
www.cftc.gov56 Trade and Development Report, 2009 Box 2.1 Financial invesTmenT in commodiTy indexes and The relaTionship beTween FuTures and spoT prices Financial investment in commodity indexes is undertaken as part of a passive investment strategy (i.e.
Related documents
The President’s Advisory 1776 Commission - Final Report
f.hubspotusercontent10.netThe declared purpose of the President’s Advisory 1776 Commission is to “enable a rising generation to understand the history and principles of the founding of the United States in 1776 and to strive to form a more perfect Union.” This requires a restoration of American education, which can only be grounded on a history of
Nursing Care Quality Assurance Commission Advisory …
doh.wa.govCommission’s regulations and terminated the longstanding practice of giving care under standing orders. This ruling created major barriers to care delivery. In response to the ruling, the CMS issued new rules in 2012 authorizing the use of standing orders to reduce the burden on providers, decrease delay of timely medical care, and improve ...
HEALTH ADVISORY: RECOMMENDATIONS FOR …
www.health.ny.govCommission concerning the use of immunizations in the health care setting. • The New York State Department of Health (NYSDOH) and New York City Department of ... • Updates to the previous 2007 advisory include recommendations for testing for proof of immunity for measles, mumps, rubella, varicella and hepatitis B; information regarding new ...
Observations from Examinations of Advisers that Provide ...
www.sec.govNov 09, 2021 · Advisers have been providing automated digital investment advisory services to retirement plan participants and retail investors for more than two decades; however, the Division of Examinations ... Commission has recently brought an action against a robo-adviser that did not uphold its duties of loyalty and care. See In re SoFi Wealth, LLC ...
Overview of the Most Frequent Advisory Fee and Expense In ...
www.sec.govthe advisory agreement or disclosed in Form ADV Part 2. Similarly, staff observed advisers that billed advisory fees in advance, despite the advisory agreement specifying that clients would be billed in arrears. o Billed a new client for advisory fees in …
From Farm to Fork - European Commission
ec.europa.euThe Commission will take actions to: reduce by 50%. the use and risk of chemical pesticides by 2030. reduce by 50% . the use of more hazardous pesticides by 2030. The . excess of nutrients . in the environment is a major source of air, soil and water pollution, negatively impacting biodiversity and climate. The Commission will act to: