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FORM 4 UNITED STATES SECURITIES AND EXCHANGE …

SEC Form 4. FORM 4 UNITED STATES SECURITIES AND OMB APPROVAL. EXCHANGE COMMISSION OMB Number: 3235-0287. Washington, 20549. Estimated average burden hours per response: STATEMENT OF CHANGES IN. Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). BENEFICIAL OWNERSHIP. Filed pursuant to Section 16(a) of the SECURITIES EXCHANGE Act of 1934. or Section 30(h) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable).

Apr 05, 2022 · Stock 462 $92.62 11,455 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of

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Transcription of FORM 4 UNITED STATES SECURITIES AND EXCHANGE …

1 SEC Form 4. FORM 4 UNITED STATES SECURITIES AND OMB APPROVAL. EXCHANGE COMMISSION OMB Number: 3235-0287. Washington, 20549. Estimated average burden hours per response: STATEMENT OF CHANGES IN. Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). BENEFICIAL OWNERSHIP. Filed pursuant to Section 16(a) of the SECURITIES EXCHANGE Act of 1934. or Section 30(h) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable).

2 Seidman Leslie GENERAL ELECTRIC CO [ GE ]. X Director 10% Owner 3. Date of Earliest Transaction (Month/Day/Year). 04/01/2022 Officer (give title below) Other (specify below). (Last) (First) (Middle). GENERAL ELECTRIC COMPANY. 5 NECCO STREET 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line). X Form filed by One Reporting Person (Street). Form filed by More than One Reporting Person BOSTON MA 02210. (City) (State) (Zip). Table I - Non-Derivative SECURITIES Acquired, Disposed of, or Beneficially Owned 1.

3 Title of 2. Transaction Date 2A. Deemed 3. Transaction Code 4. SECURITIES Acquired (A) or Disposed Of 5. Amount of SECURITIES 6. Ownership 7. Nature of Security (Month/Day/Year) Execution Date, if (Instr. 8) (D) (Instr. 3, 4 and 5) Beneficially Owned Form: Direct Indirect (Instr. 3) any Following Reported (D) or Indirect Beneficial (Month/Day/Year) Transaction(s) (Instr. 3 (I) (Instr. 4) Ownership Code V Amount (A) or (D) Price and 4) (Instr. 4). Table II - Derivative SECURITIES Acquired, Disposed of, or Beneficially Owned ( , puts, calls, warrants, options, convertible SECURITIES ).

4 1. Title of 2. 3. Transaction 3A. Deemed 4. 5. 6. Date Exercisable and 7. Title and 8. Price of 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Transaction Number Expiration Date Amount of Derivative derivative Ownership of Indirect Security or Exercise (Month/Day/Year) if any Code (Instr. of (Month/Day/Year) SECURITIES Security SECURITIES Form: Beneficial (Instr. 3) Price of (Month/Day/Year) 8) Derivative Underlying (Instr. 5) Beneficially Direct (D) Ownership Derivative SECURITIES Derivative Security Owned or Indirect (Instr. 4). Security Acquired (Instr.)

5 3 and 4) Following (I) (Instr. 4). (A) or Reported Disposed Transaction(s). of (D) (Instr. 4). (Instr. 3, 4. and 5). Amount or Number Date Expiration of Code V (A) (D) Exercisable Date Title Shares Deferred Fee Phantom (2) (3) (3) Common 04/01/2022 A 502. Stock 502 $ 13,615 D. Stock Units(1). Explanation of Responses: 1. Acquired at a price of $ per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director.

6 Brandon Smith on behalf of Leslie Seidman 04/04/2022. ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of SECURITIES beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 1001 and 15 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

7 SEC Form 4. FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL. COMMISSION OMB Number: 3235-0287. Washington, 20549. Estimated average burden Check this box if no longer hours per response: subject to Section 16. Form 4 or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP. continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the SECURITIES EXCHANGE Act of 1934. or Section 30(h) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable).

8 Reynolds Paula Rosput GENERAL ELECTRIC CO [ GE ]. X Director 10% Owner 3. Date of Earliest Transaction (Month/Day/Year). Officer (give title Other (specify (Last) (First) (Middle) 04/01/2022 below) below). GENERAL ELECTRIC COMPANY. 5 NECCO STREET. 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line). X Form filed by One Reporting Person (Street). Form filed by More than One Reporting BOSTON MA 02210 Person (City) (State) (Zip). Table I - Non-Derivative SECURITIES Acquired, Disposed of, or Beneficially Owned 1.

9 Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. 4. SECURITIES Acquired (A) 5. Amount of 6. 7. Nature Date Execution Date, Transaction or Disposed Of (D) (Instr. 3, SECURITIES Ownership of Indirect (Month/Day/Year) if any Code (Instr. 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) 8) Owned Direct (D) Ownership Following or Indirect (Instr. 4). (A) Reported (I) (Instr. 4). Code V Amount or Price Transaction(s). (D) (Instr. 3 and 4). Table II - Derivative SECURITIES Acquired, Disposed of, or Beneficially Owned ( , puts, calls, warrants, options, convertible SECURITIES ).

10 1. Title of 2. 3. Transaction 3A. Deemed 4. 5. 6. Date Exercisable and 7. Title and 8. Price of 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Transaction Number Expiration Date Amount of Derivative derivative Ownership of Indirect Security or Exercise (Month/Day/Year) if any Code (Instr. of (Month/Day/Year) SECURITIES Security SECURITIES Form: Beneficial (Instr. 3) Price of (Month/Day/Year) 8) Derivative Underlying (Instr. 5) Beneficially Direct (D) Ownership Derivative SECURITIES Derivative Security Owned or Indirect (Instr. 4). Security Acquired (Instr.)


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