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Incoming Transfer/Direct Rollover Governmental …

GWRS FRLCNT ][11/20/17)(98971-01 CHG NUPARTNO_GRPG 60123/][MCNKDOC ID: 507123495)(Page 1 of 3 Incoming Transfer/Direct RolloverGovernmental 457(b) PlanDo not complete the Investment Option Information portion of this form if you elected to have your account professionally managedby Advised Assets Group, LLC ("AAG"). If you have not yet elected to have your account professionally managed by AAG and wouldlike to enroll in the Managed Accounts Service, call Deferred Compensation Program98971-01 Participant InformationLast NameFirst NameMISocial Security NumberAddress - Number & StreetE-Mail AddressCityStateZip CodeMoDayYear Female Male( )( )Home PhoneWork PhoneDate of Birth Married UnmarriedPayroll InformationPayroll Center NamePayroll Center NumberDivision NameDivision NumberTransfer/ direct Rollover InformationI am choosing a.

GWRS FRLCNT ][11/20/17)(98971-01 CHG NUPARTNO_GRPG 60123/][MCNKDOC ID: 507123495)(Page 1 of 3 Incoming Transfer/Direct Rollover Governmental 457(b) Plan Do not complete the Investment Option Information portion of this form if you elected to have your account professionally managed

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Transcription of Incoming Transfer/Direct Rollover Governmental …

1 GWRS FRLCNT ][11/20/17)(98971-01 CHG NUPARTNO_GRPG 60123/][MCNKDOC ID: 507123495)(Page 1 of 3 Incoming Transfer/Direct RolloverGovernmental 457(b) PlanDo not complete the Investment Option Information portion of this form if you elected to have your account professionally managedby Advised Assets Group, LLC ("AAG"). If you have not yet elected to have your account professionally managed by AAG and wouldlike to enroll in the Managed Accounts Service, call Deferred Compensation Program98971-01 Participant InformationLast NameFirst NameMISocial Security NumberAddress - Number & StreetE-Mail AddressCityStateZip CodeMoDayYear Female Male( )( )Home PhoneWork PhoneDate of Birth Married UnmarriedPayroll InformationPayroll Center NamePayroll Center NumberDivision NameDivision NumberTransfer/ direct Rollover InformationI am choosing a.

2 transfer from a Governmental 457(b) Rollover from a Governmental 457(b) $ (all contributions and earnings, excluding Roth contributions and earnings)Roth $ (employee contributions and earnings) direct Rollover from a qualified:401(a) plan401(k) planNon-Roth $ (all contributions and earnings, excluding Roth contributions and earnings)Roth $ (employee contributions and earnings)403(b) planNon-Roth $ (all contributions and earnings, excluding Roth contributions and earnings)Roth $ (employee contributions and earnings) direct Rollover from a Traditional IRA.

3 (Non-deductible contributions/basis may not be rolled over.)Previous Provider Information:Company NameAccount NumberMailing Address( )City/State/Zip CodePhone NumberPrevious Provider must complete:Employer/employee before-tax earnings and contributions: $ Note: Unless otherwise indicated, all amounts received will be considered employee before-tax contributions and NameFirst Security NumberNumberGWRS FRLCNT ][11/20/17)(98971-01 CHG NUPARTNO_GRPG 60123/][MCNKDOC ID: 507123495)(Page 2 of 3 Previous Plan Administrator must provide the following information for Designated Roth Account rollovers :Roth first contribution date.

4 Roth contributions (no earnings): $ Amount of Transfer/Direct Rollover : $ (Enter approximate amount if exact amount is not known.)Investment Option Information - Please refer to your communication materials for investment option understand that funds may impose redemption fees on certain transfers, redemptions or exchanges if assets are held less than the period stated in thefund s prospectus or other disclosure documents. I will refer to the fund s prospectus and/or disclosure documents for more either existing ongoing allocations (A) or your own investment options (B).

5 (A) Existing Ongoing AllocationsI wish to allocate this transfer / Rollover the same as my existing ongoing allocations.(B) Select your Own Investment OptionsPlease Note: For automatic dollar cost averaging call the Voice Response System or access our Web OPTIONNAMETICKERCODE%Vanguard Target Retirement Inc Instl..VITRXVITRX_____Vanguard Instl Trgt Retire 2015 Instl..VITVXVITVX_____Vanguard Instl Trgt Retire 2025 Instl..VRIVXVRIVX_____Vanguard Instl Trgt Retire 2035 Instl..VITFXVITFX_____Vanguard Instl Trgt Retire 2045 Instl..VITLXVITLX_____Vanguard Instl Trgt Retire 2055 Instl..VIVLXVIVLX_____American Funds EuroPacific Gr R6..RERGXRERGX_____BlackRock EAFE Equity Index Coll T.

6 N/A10 EAFE_____BlackRock Russell 2000 Index Coll T..N/A06 RUSW_____DFA US Micro Cap I..DFSCXDFSCX_____BlackRock Mid Cap Equity Index - Coll F..N/A04 MDWS_____T. Rowe Price Instl Mid-Cap Equity Gr..PMEGXPMEGX_____INVESTMENT OPTIONNAMETICKERCODE%American Beacon Bridgwy Lg Cp Val I CIT..N/AABBLCI_____Calvert Equity I..CEYIXCEYIX_____Fidelity Contrafund..FCNTXFD-CNT_____Vanguard Institutional Index Instl Pl..VIIIXVIIIX_____Vanguard Wellington Adm..VWENXVWENX_____BlackRock US Debt Index Fund Coll W..N/A05 USDW_____Federated US Government Securities 2-5yr..FIGTXFE-GOV_____Vanguard Long-Term Investment Grade Adm..VWETXVWETX_____FDIC Bank Option..N/AWIFDI2_____Stable Value Fund.

7 N/AWISSVF_____Vanguard Treasury Money Market Inv..VUSXXVUSXX_____ MUST INDICATE WHOLE PERCENTAGES= 100%Participant AcknowledgementsAdvised Assets Group, LLC - If I have elected to have my account professionally managed by Advised Assets Group, LLC and this form is submitted,my election to have my account professionally managed will override the investment allocation requested on this form until such time as I revoke oramend my election to have my account professionally Information - I understand that only certain types of distributions are eligible for transfer / Rollover treatment and that it is solely myresponsibility to ensure such eligibility.

8 By signing below, I affirm that the funds I am transferring/rolling are in fact eligible for such authorize these funds to be transferred into my employer's Plan and to be invested according to the information specified in the Investment OptionInformation the investment option information is missing or incomplete, I authorize Service Provider to allocate the Transfer/Direct Rollover assets ("assets") thesame as my ongoing contributions (if I have an account established) or to the default investment option selected by my Plan (if I do not have an accountestablished). If no default investment option is selected, the funds will be returned to the payor as required by law.

9 If my assets are received more than180 calendar days after Service Provider receives this Incoming Transfer/Direct Rollover form (this "form"), I authorize Service Provider to allocateall monies received the same as my ongoing allocation election on file with Service Provider. I understand I must call the Voice Response System oraccess the Web site in order to make changes or transfer monies from the default investment option. The assets will be processed on the day this formis received. I understand that this completed form must be received by Service Provider at the address understand that the current Custodian/Provider may require that I furnish additional information before processing the transaction requested on thisform, and Service Provider is not responsible for determining the status of any transaction that I have requested.

10 It is entirely my responsibility toprovide the current Custodian/Provider with any information that they may require, and/or to notify Service Provider of any information that the currentCustodian/Provider may wish to obtain in order to effect the Restrictions - I understand that the Internal Revenue Code and/or my employer's Plan Document may impose restrictions on transfers, direct rollovers and/or distributions. I understand that I must contact the Plan Administrator/Trustee, if applicable, to determine when and/or under whatcircumstances I am eligible to receive distributions or make transfers/ direct Options - I understand that by signing and submitting this form for processing, I am requesting to have investment options established underthe Plan as specified in the Investment Option Information section.


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