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Merrill Lynch Investment Advisory Program Wrap Fee Program ...

Mar 22, 2021 · The following disclosure was added on June 15, 2020 to Item 9 at the section “Disciplinary Information”: “On April 17, 2020, the . SEC issued an administrative order in which it found that MLPF&S had willfully violated Section 206(2) of the Advisers Act. Specifically, the order found that from January 1, 2014 to May 31, 2018,

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