Technical standards under Regulation (EU) No …

1 Technical standards under Regulation (EU) No 596/2014 (MAR). (last updated: 30/06/2016). Acts as adopted Acts as adopted Acts as adopted Adoption by the by the by the by the end of EP/council Topic Legal basis European Published in Official Journal Commission Commission Commission scrutiny Commission English version German version French version Content of notifications to be submitted to competent March 1, 2016. RTS. authorities and the compilation, publication and Art. 4 (4) March 1, 2016 RTS in Official Journal OJ 2016/909. maintenance of the list of notifications Timing, format and template of the submission of March 11, 2016. Art. 4 (5) na ITS in Official Journal ITS. notifications to competent authorities OJ 2016/378. Conditions applicable to buy-back programmes and March 8, 2016.

2 RTS. Art. 5 (6) June 8, 2016 RTS in Official Journal stabilisation measures OJ 2016/1052. Appropriate arrangements, systems and procedures for May 17, 2016. RTS. disclosing market participants conducting market Art. 11 (9) May 17, 2016 RTS in Official Journal OJ 2016/960. soundings Systems and notification templates to be used by May 17, 2016. disclosing market participants and the format of the Art. 11 (10) na ITS in Official Journal ITS. OJ 2016/959. records for market soundings Criteria, procedure and requirements for establishing an accepted market practice and the requirements for February 26, 2016. RTS. Art. 13 (7) February 26, 2016 RTS in Official Journal maintaining it, terminating it or modifying the conditions OJ 2016/908. for its acceptance Appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, March 9, 2016.

3 RTS. Art. 16 (5) March 9, 2016 RTS in Official Journal detecting and reporting abusive practices or suspicious OJ 2016/957. orders or transactions Appropriate public disclosure of inside information and June 29, 2016. reasons for delaying the public disclosure of inside Art. 17 (10) na ITS in Official Journal ITS. OJ 2016/1055. information March 10, 2016. Precise format of insider lists and update of insider lists Art. 18 (9) na ITS in Official Journal ITS. OJ 2016/347. Format and template for notification and public March 10, 2016. Art. 19 (15) na ITS in Official Journal ITS. disclosure of managers' transactions OJ 2016/523. Arrangements for objective presentation of investment recommendations or other information recommending or March 9, 2016. RTS. Art.

4 20 (3) March 9, 2016 RTS in Official Journal suggesting an investment strategy and for disclosure of OJ 2016/958. particular interests or indications of conflicts of interest Cooperation with ESMA Art. 24 (3). ITS. Obligation to co-operate Art. 25 (9). ITS. RTS. Cooperation with third countries Art. 26 (2). Exchange of information with ESMA Art. 33 (5). ITS. Page 1 of 1.