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Finalised guidance Assessing suitability

Finalised guidance Assessing suitability

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1.3 Of the investment files assessed as unsuitable between March 2008 and September 2010, we rated half of these as unsuitable on the grounds that the investment selection failed to meet the risk a customer is willing and able to take. 1.4 The level of failure in this area is unacceptable. We have taken, and continue to take, tough action to

  Assessing, Selection, Investment, Suitability, Investment selection, Assessing suitability

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