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Search results with tag "Statement of financial condition"

NFS 2018 Statement of Financial Condition 9.05

NFS 2018 Statement of Financial Condition 9.05

www.fidelity.com

2 NATIONAL FINANCIAL SERVICES LLC STATEMENT OF FINANCIAL CONDITION (Unaudited) AS OF JUNE 30, 2018 (Dollars in millions) The accompanying notes are an integral part of the statement of financial condition.

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Consolidated Statement of Financial Condition December 31 ...

Consolidated Statement of Financial Condition December 31 ...

www.goldmansachs.com

statement of financial condition of Goldman Sachs & Co. LLC and its subsidiaries ("the Company") as of December 3i, 2oi~, including the related notes (collectively referred to as the "consolidated financial statement"). In our opinion, the consolidated financial

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MORGAN STANLEY & CO

MORGAN STANLEY & CO

www.morganstanley.com

Opinion on the Financial Statement. We have audited the accompanying consolidated statement of financial condition of Morgan Stanley & Co. LLC and subsidiaries (the "Company") as of December 31, 2021 , and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all

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Form M-433I Rev. 8/13 Statement of Financial Condition for ...

Form M-433I Rev. 8/13 Statement of Financial Condition for ...

www.mass.gov

Statement of Financial Condition for Individuals Financial Statement for Payment Agreement or Hardship Consideration Rev. 8/13 Massachusetts Department of Revenue You must fill out this form completely and supply any requested supporting documentation. All questions must be answered; if …

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Mark S. & Tonya A. Sample Personal Financial Statement ...

Mark S. & Tonya A. Sample Personal Financial Statement ...

www.proware-cpa.biz

I have compiled the accompanying statement of financial condition of Mark S. & Tonya A. Sample as of December 31, 2012, and the related statement of revenues and expenses for the year then ended. I …

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NATIONAL FINANCIAL SERVICES LLC STATEMENT OF …

NATIONAL FINANCIAL SERVICES LLC STATEMENT OF

www.securitiesamerica.com

the statement of financial condition. The notional value of the outstanding contracts purchased as of December 31, 2014 totaled $360, which is indicative of the notional values throughout the year.

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TD Ameritrade Clearing Inc. FY20 Statement of Financial ...

TD Ameritrade Clearing Inc. FY20 Statement of Financial ...

www.tdameritrade.com

TD Ameritrade Clearing, Inc. (An Indirect Wholly-Owned Subsidiary of TD Ameritrade Holding Corporation) Notes to the Statement of Financial Condition 3 September 30, 2020 1. Organization and Nature of Operations TD Ameritrade Clearing, Inc. (the "Company") is an indirect wholly-owned subsidiary of

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Form OR-SFC Statement of Financial Condition - oregon.gov

Form OR-SFC Statement of Financial Condition - oregon.gov

www.oregon.gov

150-101-159 (Rev. 01-17) Form OR-SFC, Financial Statement—Page 1 Section 1. Personal information Revenue use only Date received Revenue agent Form OR-SFC Statement of Financial Condition

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CONSOLIDATED STATEMENT OF FINANCIAL CONDITION ... - …

CONSOLIDATED STATEMENT OF FINANCIAL CONDITION ... - …

www.opco.com

The consolidated statement of financial condition of the Company includes the accounts of the Company's wholly owned subsidiaries; Freedom Investments, Inc. ("Freedom"), a registered broker-dealer in securities, which provides on-line investing as

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(A Limited Liability Company) STATEMENT OF FINANCIAL …

(A Limited Liability Company) STATEMENT OF FINANCIAL

www.sec.gov

Dec 31, 2016 · STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2016 See accompanying notes to the financial statement 1 Cash and cash equivalents 29,612,670$ Receivable from clearing brokers 502,151 Commissions and fees receivable 1,544,088 Property and equipment, net 269,872

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Robert W. Baird & Co. Incorporated Consolidated Statements ...

Robert W. Baird & Co. Incorporated Consolidated Statements ...

content.rwbaird.com

The accompanying consolidated statement of financial condition of Robert W. Baird & Co. Incorporated and subsidiaries as of December 31, 2016, was audited by other auditors whose report thereon dated February 28, 2017, expressed an unqualified opinion on those statements.

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Consolidated Statement of Financial Condition December 31 ...

Consolidated Statement of Financial Condition December 31 ...

www.janney.com

Notes to Consolidated Statement of Financial Condition December 31, 2017 1. Organization Janney Montgomery Scott LLC (the “Company”) is a broker-dealer registered with the Securities Exchange Commission (“SEC”), a registered introducing broker with the U.S.

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INSTRUCTIONS FOR COMPLETING DEPARTMENT OF …

INSTRUCTIONS FOR COMPLETING DEPARTMENT OF …

revenue.ky.gov

The Statement of Financial Condition for Individuals, Form 12A638, provides the Department of Revenue’s Division of Collections with information that will be utilized in evaluating

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CITIGROUP GLOBAL MARKETS INC. AND SUBSIDIARIES (An ...

CITIGROUP GLOBAL MARKETS INC. AND SUBSIDIARIES (An ...

citi.com

1 CITIGROUP GLOBAL MARKETS INC. AND SUBSIDIARIES (An indirect wholly owned subsidiary of Citigroup Global Markets Holdings Inc.) Consolidated Statement of Financial Condition

  Conditions, Testament, Financial, Citigroup, Statement of financial condition

WELLS FARGO SECURITIES, LLC, (An Indirect Wholly-Owned ...

WELLS FARGO SECURITIES, LLC, (An Indirect Wholly-Owned ...

www08.wellsfargomedia.com

Statement of financial condition netting does not include non-cash collateral that is received and pledged. In 2017, the Company adopted Settlement to Market …

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Statement of Financial Condition - Thrivent Financial

Statement of Financial Condition - Thrivent Financial

www.thrivent.com

Statement of Financial Condition As of June 30, 2017 (unaudited) Thrivent Investment Management Inc. Notes to the Statement of Financial Condition As of June 30, 2017 (unaudited) Nature of Operations Thrivent Investment Management Inc. (the “Company”) is a …

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Statement of Financial Condition for Businesses (REV-484)

Statement of Financial Condition for Businesses (REV-484)

www.revenue.pa.gov

DEPARTMENT OF REVENUE Statement of Financial Condition for Businesses If additional space is needed, attach separate sheet. 1. Name and address of business 4. Preparer’s name and title 5. Federal employer identification number 6. ... Statement of Financial Condition for Businesses (REV

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Statement of Financial Condition - Vanguard

Statement of Financial Condition - Vanguard

www.vanguard.com

In preparing the statement of financial condition as of December 31, 2017, management considered the impact of subsequent events occurring through February 26, 2018, for potential recognition or disclosure in the statement of financial condition.

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Statement of Financial Condition - colorado.gov

Statement of Financial Condition - colorado.gov

www.colorado.gov

Statement of Financial Condition Instructions:A financial statement is required for each owner, partner, corporate member or LLC member. If filing as a corporation or an LLC a separate financial statement is required. Please do not mix personal assets and liabilities with the corporation or LLC.

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Statement of Financial Condition - sec.gov

Statement of Financial Condition - sec.gov

www.sec.gov

the Statement of Financial Condition on a settlement-date basis. The Company recognizes an allowance for amounts deemed to be doubtful to be collected. Apex Clearing Corporation Notes to Statement of Financial Condition December 31, 2017 Page 7

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Statement of Financial Condition - Investment Bank | Barclays

Statement of Financial Condition - Investment Bank | Barclays

www.investmentbank.barclays.com

The Statement of Financial Condition has been prepared in accordance with accounting principles generally accepted in the United States of America (“US GAAP”). The US Dollar (“USD”) is the functional currency of the Company. In the opinion of

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Statement of Financial Condition - …

Statement of Financial Condition - …

www.investmentbank.barclays.com

The Statement of Financial Condition has been prepared in accordance with accounting principles generally accepted in the United States of America (“US GAAP”). The US Dollar (“USD”) is the functional currency of the Company. In the opinion of

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STATEMENT OF FINANCIAL CONDITION - michigan.gov

STATEMENT OF FINANCIAL CONDITION - michigan.gov

www.michigan.gov

statement of financial condition state of michigan rick snyder department of talent and economic development roger curtis governor talent investment agency director unemployment insurance wanda m. stokes director uia 1795 (rev.03-18) authorized by

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Statement of Financial Condition - Wells Fargo Advisors

Statement of Financial Condition - Wells Fargo Advisors

www.wellsfargoadvisors.com

Statement of Financial Condition into a fair value hierarchy as defined by US GAAP. The fair value hierarchy is directly related to the amount of subjectivity associated with the inputs utilized to determine the fair value of these assets and liabilities (see Note 10).

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Statement of Financial Condition DTF-5 - tax.ny.gov

Statement of Financial Condition DTF-5 - tax.ny.gov

tax.ny.gov

Department of Taxation and Finance Statement of Financial Condition DTF-5 (8/18) Complete Form DTF-5 and include it with your request for a payment plan, offer in compromise, or other proposal.

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STATEMENT OF FINANCIAL CONDITION AND ... - TD …

STATEMENT OF FINANCIAL CONDITION AND ... - TD

www.tdameritrade.com

STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL INFORMATION TD Ameritrade Futures & Forex LLC (An Indirect Wholly Owned Subsidiary of TD Ameritrade Holding Corporation) September 30, 2017 With Report of Independent Registered Public Accounting Firm .

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STATEMENT OF FINANCIAL CONDITION - NCUA Homepage

STATEMENT OF FINANCIAL CONDITION - NCUA Homepage

www.ncua.gov

36. Loans Outstanding to Credit Union Officials and Senior Executive Staff ..... 23 STATEMENT OF FINANCIAL CONDITION LIABILITIES, SHARES AND EQUITY

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Statement of Financial Condition (unaudited)

Statement of Financial Condition (unaudited)

personal.vanguard.com

Connect with Vanguard > 800-992-8327 1 Vanguard Marketing Corporation (a wholly owned subsidiary of The Vanguard Group, Inc.) Statement of Financial Condition (unaudited) June …

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Statement of Financial Condition - piperjaffray.com

Statement of Financial Condition - piperjaffray.com

www.piperjaffray.com

the Statement of Financial Condition. Securities borrowed transactions require the Company to deposit cash or other collateral with the lender. Securities loaned transactions require the borrower to deposit cash with the Company. The Company monitors the market value of securities

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STATEMENT OF FINANCIAL CONDITION - raymondjames.com

STATEMENT OF FINANCIAL CONDITION - raymondjames.com

www.raymondjames.com

STATEMENT OF FINANCIAL CONDITION Raymond James & Associates, Inc. March 31, 2018 (Unaudited)

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