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IM Guidance Update - SEC
business continuity planning for registered investment companies In this guidance update, the staff of the Division of Investment Management (the “Division”) underscores the importance of mitigating operational risks related to
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IM uidance Update - SEC.gov
www.sec.govIM GUIDANCE UPDATE 2 systems become compromised; and (5) the effectiveness of the governance structure for the management of cybersecurity risk.
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