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UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
1. General. Form N-2 is used by all closed-end management investment companies (“Registrant” or “Fund”), except small business investment companies licensed as such by the United States Small Business Administration, to file: (1) an initial registration statement under Section 8(b) of the
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IM uidance Update - SEC.gov
www.sec.govIM GUIDANCE UPDATE 2 systems become compromised; and (5) the effectiveness of the governance structure for the management of cybersecurity risk.
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SECURITIES AND EXCHANGE COMMISSION 17 CFR …
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Sarbanes-Oxley Sections 302 & 404 A White Paper …
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SEC Final Rule: Modernization of Oil and Gas …
www.sec.govXIII. Final Regulatory Flexibility Analysis A. Reasons for, and Objectives of, the New Rules and Amendments B. Significant Issues Raised by Commenters
Quick Reference Guide EDGAR Access Codes - …
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Final Rule: Acceptance From Foreign Private Issuers …
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Final Rule: Enhanced Disclosure and New …
www.sec.govsecurities and exchange commission 17 cfr parts 230, 232, 239, and 274 [release nos. 33-8998; ic-28584; file no. s7-28-07] rin 3235-aj44 enhanced disclosure and new prospectus delivery option
UNITED STATES OMB APPROVAL SECURITIES AND …
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Form 10-Q - SEC.gov
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