Transcription of ASSET MANAGEMENT GROUP - SIFMA
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ASSET MANAGEMENT GROUP - SIFMA
ASSET MANAGEMENT GROUPASSET MANAGER S guide TO SOC 1 JUNE 2017At Grant Thornton, we help dynamic organizations navigate the complexities of today s business landscape, ensuring that our clients can respond to ever-changing regulations and investor demands. We go beyond the traditional compliance and reporting aspects of audit and tax, providing services that offer real value. In addition, our advisory services professionals are progressive thinkers who create, protect and transform value today so our clients have the opportunity to thrive tomorrow. Visit for more ASSET MANAGEMENT GROUP ( AMG ) brings the ASSET MANAGEMENT community together to provide views on policy matters and to create industry best practices.
Controls at a Service Organization (SOC 1) but was not conformed to the clarified auditing standard. In addition, in May 2013, the following AICPA guide was issued: Service Organizations: Reporting on Controls at a Service Organization Relevant to User Entities’ Internal Control over Financial Reporting.
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