2016/17 - National Treasury

1 National Treasury VOTE 7 PART A: general INFORMATION - ContinuedNATIONAL TREASURY2016/17 Annual ReportVOTE 72017 Final NT 12017/09/20 12:44 PM2017 Final NT 22017/09/20 12:44 PM2017 Final NT 32017/09/20 12:44 PMPART A: general INFORMATION1. DEPARTMENT general INFORMATION ..82. LIST OF ABBREVIATIONS/ACRONYMS ..93. FOREWORD BY THE MINISTER ..124. REPORT OF THE DEPUTY MINISTER ..145. REPORT OF THE ACCOUNTING OFFICER ..166. STATEMENT OF RESPONSIBILITY AND CONFIRMATION OF ACCURACY FOR THE ANNUAL REPORT ..257. STRATEGIC OVERVIEW ..268. LEGISLATIVE AND OTHER MANDATES ..279. ORGANISATIONAL STRUCTURE ..2810. ENTITIES REPORTING TO THE MINISTER ..30 CONTENTS2017 Final NT 42017/09/20 12:44 PMPART B:PERFORMANCE INFORMATION1.

2 AUDITOR general S REPORT: PREDETERMINED OBJECTIVES ..422. OVERVIEW OF DEPARTMENTAL PERFORMANCE ..423. STRATEGIC OUTCOME ORIENTED 464. PERFORMANCE INFORMATION BY PROGRAMME .. Programme 1: Administration .. Programme 2: Economic policy, tax, financial regulation and research .. Programme 3: Public Finance and Budget Management .. Programme 4: Asset and Liability Management .. Programme 5: Financial Accounting and Supply Chain Management Systems .. Programme 6: International Financial Relations .. Programme 7: Civil and Military pensions, contributions to funds and other benefits .. Programme 8: Technical and management support and development finance ..1485. TRANSFER PAYMENTS ..1656. CONDITIONAL DONOR FUNDS ..1718. CAPITAL INVESTMENT.

3 177 PART CGOVERNANCE 1. INTRODUCTION ..1792. RISK MANAGEMENT ..1793. FRAUD AND CORRUPTION ..1794. MINIMISING CONFLICT OF INTEREST ..1805. CODE OF CONDUCT ..1806. HEALTH, SAFETY AND ENVIRONMENTAL ISSUES ..1807. PORTFOLIO COMMITTEES ..1818. SCOPA RESOLUTIONS ..1829. PRIOR MODIFICATIONS TO AUDIT REPORTS ..18210. INTERNAL CONTROL UNIT ..18411. INTERNAL AUDIT AND AUDIT COMMITTEES ..18412. AUDIT COMMITTEE REPORT ..1852017 Final NT 52017/09/20 12:44 PMPART DHUMAN RESOURCE MANAGEMENT1. INTRODUCTION ..1912. OVERVIEW OF HUMAN RESOURCES ..1913. HUMAN RESOURCES OVERSIGHT STATISTICS ..193 PART EFINANCIAL INFORMATION1. REPORT OF THE AUDITOR general ..2242. ANNUAL FINANCIAL Final NT 62017/09/20 12:44 PMGENERAL INFORMATIONPART A2017 Final NT 72017/09/20 12:44 PMNATIONAL Treasury VOTE 782016/17 | National Treasury | Annual ReportPART A: general INFORMATIONPHYSICAL ADDRESS: 40 Church Square Pretoria 0002 POSTAL ADDRESS: Private Bag X115 Pretoria 0001 TELEPHONE NUMBER/S: 027 12 315 5944 FAX NUMBER: 027 12 406 5095 EMAIL ADDRESS: WEBSITE ADDRESS: ISBN: 978-0-621-45611-0.

4 RP: 203/20171. DEPARTMENT general INFORMATION 2017 Final NT 82017/09/20 12:44 PMNATIONAL Treasury VOTE 7 PART A: general INFORMATION - Continued92016/17 | National Treasury | Annual ReportAENEA djusted Estimates of National Expenditure ADFA frican Development Fund AGSAA uditor- general South AfricaALMA sset and Liability ManagementAO Accounting OfficerAPPA nnual Performance Plan ASBA ccounting Standards Board BASB asic Accounting System BBBEEB road Based Black Economic EmpowermentBBCBEB lack Business Council Built Environment BCMB usiness Continuity Management BEPPsBuilt Environment Performance Plans BFIB udget Facility for Infrastructure BMAB order Management Agency B PABenefits Payment Automation BOBudget OfficeCBDACo-operative Banks Development Agency CEFC entral Energy Fund CFOC hief Financial OfficerCFPsCalls for Proposals CGICTPFC

5 Orporate Governance of ICT Policy Framework CoGTAC ooperative Governance and Traditional Affairs (Department) COLACost of Living Adjustment CSDC entral Supplier Database CSPC ities Support Programme CSIPsCity Support Implementation Plans DBSAD evelopment Bank of Southern Africa DHETD epartment of Higher Education and TrainingDFIsDevelopment Funding Institutions DPCID irectorate for Priority Crime Investigation DPWD epartment of Public Works DoRADivision of Revenue ActDTTD igital Terrestrial Television CSPsCountry Strategy Papers ECAE quivalent Competent AuthorityECICE xport Credit Insurance Corporation ECOSOCE conomic and Social Council eEd PDMSe-Education Procurement and Delivery Management StandardEDMSE lectronic Document Management SystemENEE stimates of National Expenditure EAOsEmolument Attachment OrdersERME nterprise Risk

6 ManagementEWRME nterprise wide risk managementEUEuropean Union FAIS OmbudFinancial Advisory and Intermediary Services Ombud FAO AFederal Audit Oversight Authority FICF inancial Intelligence CentreFitchFitch Ratings FFCF inancial and Fiscal CommissionFLCF iscal Liability Committee FMCMMF inancial Management Capability Maturity Model FOSADF orum of South African Directors-GeneralFSBF inancial Services Board FSRBF inancial Sector Regulation BillFSCAF inancial Sector Conduct Authority G20 Group of TwentyGCIG eneral Capital Increase GEHSG overnment Employees Housing Scheme GEPFG overnment Employees Pension Fund GPAAG overnment Pensions Administration Agency 2. LIST OF ABBREVIATIONS/ACRONYMS2017 Final NT 92017/09/20 12:44 PMNATIONAL Treasury VOTE 7 PART A.

7 general INFORMATION - Continued102016/17 | National Treasury | Annual ReportGPWG overnment Printing Works G TACG overnment Technical Advisory Centre HLPFHigh Level Political Forum HODHead of DepartmentHRHuman Resources Land BankLand and Agricultural Development Bank of South Africa ICASAI ndependent Communications Authority of South Africa ICDGI ntegrated City Development Grant IDAI nternational Development Association IDCI nternational Development Cooperation IDMSI nfrastructure Delivery Management System IDTI ndependent Development Trust IESI ncome And Expenditure Survey IGRI nter-Governmental RelationsIRBAI ndependent Regulatory Board for Auditors IFIARI nternational Forum of Independent Audit Regulators IMFI nternational Monetary FundIPIDI ndependent Police Investigative Directorate IPPsIndependent Power Producers I TACI nternational Trade Administration Commission IUDFI ntegrated Urban Development Framework JSEJ ohannesburg Stock Exchange KMKnowledge managementKWSAPK omati Water Scheme Augmentation Project LCSL iving Conditions Survey LT S MLearner.

8 Teacher Support Material MECM ember of Executive CouncilMDDAM edia Development and Diversity Agency MDBsMultilateral Development Banks MMTS-2 Mooi Mngeni transfer scheme project Moody sMoody s Investors Service MAFRM andatory Audit Firm Rotation MFMAM unicipal Finance Management ActMINCOMBUDM inisters Committee on the Budget M PATM anagement Performance Assessment Tool mSCOAM unicipal Standard Chart of Accounts MTBPSM edium-term Budget Policy Statement MTECM edium Term Expenditure Committee MTEFM edium Term Expenditure FrameworkMTSFM edium Term Strategic FrameworkMFMPM unicipal Finance Management Programme NCOPN ational Council of ProvincesNDOHN ational Department of Health NDPN ational Development PlanNECSAN uclear Energy Corporation of South Africa NRFN ational Research Foundation OAGO ffice of the Accountant GeneralOECDO rganisation for Economic Cooperation and Development OCPOO ffice of the Chief Procurement OfficerODAO fficial Development Assistance OPFAO ffice of the Pension Fund Adjudicator OTOO ffice of the Tax Ombud PCMP ensioner Case Management PEOUP ublic Entities Oversight Unit 2.

9 LIST OF ABBREVIATIONS/ACRONYMS2017 Final NT 102017/09/20 12:44 PMNATIONAL Treasury VOTE 7 PART A: general INFORMATION - Continued112016/17 | National Treasury | Annual ReportPDFIsProvincial Development Finance Institutions PFPublic FinancePFSP ublic Finance Statistics PFMAP ublic Finance Management ActPICP ublic Investment Corporation PoEPort of Entry P PA sPower Purchasing Agreements PPPP ublic Private Partnership PMTEP roperty Management Trading Entity PSCBCP ublic Service Co-ordinating Bargaining CouncilPSOP arliamentary Service Office PSOP rogramme Support Office R&DResearch and Development R&IRatings and Investment InformationSAAS outh African Airways SADCS outhern African Development Community SALGAS outh African Local Government Association SAPOS outh African Post Office SAPSS outh African Police Service SARSS

10 Outh African Revenue Service SA-SAMSS outh African School Administration and Management System SASRIAS outh African Special Risks Insurance Association SAXS outh African Express SCMS upply Chain ManagementSCOAS tandard Chart of Accounts SCoAStanding Committee on AppropriationsSCoFStanding Committee on FinanceSeCoASelect Committee on AppropriationsSeCoFSelect Committee on Finance SDIPS ervice Delivery Improvement PlanSIPDMS tandards for Infrastructure Procurement and Delivery Management SITAS tate Information Technology AgencySMMES mall Medium and Micro EnterprisesSPFS trategic Procurement Framework SOCsState Owned Companies SOERGSOCs Remuneration Guide S&PS&P Global Ratings SQLS tructured Query Language SSAS tate Security Agency TA STime Accounting System TC TATrans-Caledon Tunnel Authority TR Treasury RegulationsTVETT echnical and Vocational Education and Training UNUnited Nations VRESAPVaal River Eastern Subsystem Augmentation Project WBWorld BankWCPTW estern Cape Treasury WEFW orld Economic ForumWEFAW orld Economic Forum Africa2.